ASB · Financials · Bank · FY2025 filings ·
Scored by the financial-sector model
Form 4 reports mix P/S market or private transactions with compensation-plan mechanics. Activity casually described as “insider selling” can include compensation mechanics; awards, tax withholding, and option exercises are shown by their exact filed class here, never collapsed into “Bought” or “Sold.”
These are disclosed filing facts and arithmetic aggregates, not a signal or verdict.
This machine-readable surface covers SEC ownership filings from 2003; it does not represent earlier paper-era records.
Records still being gathered — partial as of retrieval Sep 18, 2026.
48 filings were skipped because the SEC primary document returned 404; the omission is disclosed and aggregates are withheld.
Among the rows shown, A/F/M acquisition, payment or withholding, and exercise or conversion rows outnumber S sale rows (26 versus 7). The filing codes alone do not establish that every such row arose from a compensation plan.
Trailing-12-month totals and the 90-day cluster result are withheld because this issuer walk is incomplete.
| Insider | Shares owned after | Date | Filing detail | ||||
|---|---|---|---|---|---|---|---|
| ZANDPOUR STEVEN S.EVP | Other acquisition or disposition (J)Table I · Acquired · Common Stock $0.01 Par Value | 80.0391 | $30.167 | $2,415 | 18,704.9457 | Sep 15, 2026 | 1 filed lot
|
| Williams Terry LynnChief Information Officer | Other acquisition or disposition (J)Table I · Acquired · Common Stock $0.01 Par Value | 75.997 | $30.167 | $2,293 | 24,411.7803 | Sep 15, 2026 | 1 filed lot
|
| Kitowski Nicole MExecutive Vice President | Other acquisition or disposition (J)Table I · Acquired · Common Stock $0.01 Par Value | 25.0393 | $30.167 | $755 | 45,375.4621 | Sep 15, 2026 | 1 filed lot
|
| HLADIO JAYNE CEVP, President Private Wealth | Other acquisition or disposition (J)Table I · Acquired · Common Stock $0.01 Par Value | 12.8326 | $30.167 | $387 | 16,658.5535 | Sep 15, 2026 | 1 filed lot
|
| Manso JulioEVP, CHRO | Other acquisition or disposition (J)Table I · Acquired · Common Stock $0.01 Par Value | 31.8709 | $30.1212 | $960 | See lot detail | Sep 15, 2026 | 2 filed lots
|
| Harmening Andrew JDirector, President & CEO | Other acquisition or disposition (J)Table I · Acquired · Common Stock $0.01 Par Value | 2,516.375 | $30.0872 | $75,711 | 399,008.511 | Sep 15, 2026 | 1 filed lot
|
| Utz John A.Executive Vice President | Other acquisition or disposition (J)Table I · Acquired · Common Stock $0.01 Par Value | 44.6693 | $30.167 | $1,348 | 98,773.6754 | Sep 15, 2026 | 1 filed lot
|
| Utz John A.Executive Vice President | Grant, award, or other acquisition (A)Table I · Acquired · Common Stock $0.01 Par Value | 428 | $30.32 | $12,977 | 99,201.6754 | Sep 15, 2026 | 1 filed lot
|
| Warsek GregoryEVP | Grant, award, or other acquisition (A)Table I · Acquired · Common Stock $0.01 Par Value | 35 | $30.32 | $1,061 | 13,844 | Sep 15, 2026 | 1 filed lot
|
| Meyer Derek S.EVP, Chief Financial Officer | Grant, award, or other acquisition (A)Table I · Acquired · Common Stock $0.01 Par Value | 124 | $30.32 | $3,760 | 61,786.379 | Sep 15, 2026 | 1 filed lot
|
| WILLIAMS JOHN BDirector | Grant, award, or other acquisition (A)Table I · Acquired · Common Stock $0.01 Par Value | 381 | $30.32 | $11,552 | See lot detail | Sep 15, 2026 | 2 filed lots
|
| VAN LITH KARENDirector | Grant, award, or other acquisition (A)Table I · Acquired · Common Stock $0.01 Par Value | 381 | $30.32 | $11,552 | See lot detail | Sep 15, 2026 | 2 filed lots
|
| SULLIVAN OWEN JDirector | Grant, award, or other acquisition (A)Table I · Acquired · Common Stock $0.01 Par Value | 36 | $30.32 | $1,092 | 10,121 | Sep 15, 2026 | 1 filed lot
|
| Nettles Cory LDirector | Grant, award, or other acquisition (A)Table I · Acquired · Common Stock $0.01 Par Value | 371 | $30.32 | $11,249 | See lot detail | Sep 15, 2026 | 2 filed lots
|
| Ludgate Kristen MDirector | Grant, award, or other acquisition (A)Table I · Acquired · Common Stock $0.01 Par Value | 36 | $30.32 | $1,092 | 10,121 | Sep 15, 2026 | 1 filed lot
|
| Kotouc Wende LDirector | Grant, award, or other acquisition (A)Table I · Acquired · Common Stock $0.01 Par Value | 28 | $30.32 | $849 | 3,639 | Sep 15, 2026 | 1 filed lot
|
| KAMERICK EILEEN ADirector | Grant, award, or other acquisition (A)Table I · Acquired · Common Stock $0.01 Par Value | 381 | $30.32 | $11,552 | See lot detail | Sep 15, 2026 | 2 filed lots
|
| Jones-Tyson RodneyDirector | Grant, award, or other acquisition (A)Table I · Acquired · Common Stock $0.01 Par Value | 36 | $30.32 | $1,092 | 13,940 | Sep 15, 2026 | 1 filed lot
|
| Haddad Michael JDirector | Other acquisition or disposition (J)Table I · Acquired · Common Stock $0.01 Par Value | 32.936 | $30.0871 | $991 | 8,828.901 | Sep 15, 2026 | 1 filed lot
|
| Haddad Michael JDirector | Grant, award, or other acquisition (A)Table I · Acquired · Common Stock $0.01 Par Value | 36 | $30.32 | $1,092 | 8,864.901 | Sep 15, 2026 | 1 filed lot
|
| Greffin Judith PDirector | Grant, award, or other acquisition (A)Table I · Acquired · Common Stock $0.01 Par Value | 138 | $30.32 | $4,184 | See lot detail | Sep 15, 2026 | 2 filed lots
|
| Kotouc Wende LDirector | Gift (G)Table I · Disposed · Common Stock $0.01 Par Value | 3,328,692 | —Gift (G) | — | 4,993,039 | Sep 10, 2026 | 1 filed lot
|
| Kotouc Wende LDirector | Gift (G)Table I · Acquired · Common Stock $0.01 Par Value | 3,328,692 | —Gift (G) | — | 3,328,692 | Sep 10, 2026 | 1 filed lot
|
| Ahern Patrick EdwardExecutive Vice President | Open-market or private sale (S)Table I · Disposed · Common Stock $0.01 Par Value | 1,309 | $30.85 | $40,383 | See lot detail | Sep 3, 2026 | 2 filed lots
|
| ZANDPOUR STEVEN S.EVP | Other acquisition or disposition (J)Table I · Acquired · Common Stock $0.01 Par Value | 74.9671 | $32.208 | $2,415 | 18,624.9066 | Aug 17, 2026 | 1 filed lot
|
| Williams Terry LynnChief Information Officer | Other acquisition or disposition (J)Table I · Acquired · Common Stock $0.01 Par Value | 71.1811 | $32.208 | $2,293 | 24,335.7833 | Aug 17, 2026 | 1 filed lot
|
| Utz John A.Executive Vice President | Other acquisition or disposition (J)Table I · Acquired · Common Stock $0.01 Par Value | 41.8387 | $32.208 | $1,348 | 98,729.0061 | Aug 17, 2026 | 1 filed lot
|
| Manso JulioEVP, CHRO | Other acquisition or disposition (J)Table I · Acquired · Common Stock $0.01 Par Value | 12.8074 | $32.208 | $413 | 14,914.214 | Aug 17, 2026 | 1 filed lot
|
| Kitowski Nicole MExecutive Vice President | Other acquisition or disposition (J)Table I · Acquired · Common Stock $0.01 Par Value | 23.4526 | $32.208 | $755 | 45,350.4228 | Aug 17, 2026 | 1 filed lot
|
| HLADIO JAYNE CEVP, President Private Wealth | Other acquisition or disposition (J)Table I · Acquired · Common Stock $0.01 Par Value | 12.0194 | $32.208 | $387 | 16,645.7209 | Aug 17, 2026 | 1 filed lot
|
| Warsek GregoryEVP | Open-market or private sale (S)Table I · Disposed · Common Stock $0.01 Par Value | 16,300 | $32.008 | $521,730 | See lot detail | Aug 12, 2026 | 2 filed lots
|
| Warsek GregoryEVP | Exercise or conversion of derivative security (M)Table I · Acquired · Common Stock $0.01 Par Value · 1 paired event | 13,018 | $26.00 | $338,468 | 26,827 | Aug 12, 2026 | 1 filed lot
|
| Warsek GregoryEVP | Discretionary transaction (I)Table I · Disposed · Common Stock $0.01 Par Value | 14,927 | —Discretionary transaction (I) | — | 13,605.08 | Aug 12, 2026 | 1 filed lot
|
| Warsek GregoryEVP | Exercise or conversion of derivative security (M)Table II · Disposed · Incentive Stock Option (Right to Buy) · 1 paired event | 13,018 | —Exercise or conversion of derivative security (M) | — | 0 | Aug 12, 2026 | 1 filed lot
|
| Erickson Randall J.Executive Vice President | Exercise or conversion of derivative security (M)Table I · Acquired · Common Stock $0.01 Par Value · 1 paired event | 43,561 | $20.32 | $885,160 | 99,652 | Aug 12, 2026 | 1 filed lot
|
| Erickson Randall J.Executive Vice President | Open-market or private sale (S)Table I · Disposed · Common Stock $0.01 Par Value | 43,561 | $32.04 | $1,395,694 | 56,091 | Aug 12, 2026 | 1 filed lot
|
| Erickson Randall J.Executive Vice President | Exercise or conversion of derivative security (M)Table II · Disposed · Non-qualified Stock Option (Right to Buy) · 1 paired event | 43,561 | —Exercise or conversion of derivative security (M) | — | 0 | Aug 12, 2026 | 1 filed lot
|
| Utz John A.Executive Vice President | Exercise or conversion of derivative security (M)Table I · Acquired · Common Stock $0.01 Par Value · 1 paired event | 24,465 | $25.20 | $616,518 | 143,152.1674 | Aug 4, 2026 | 1 filed lot
|
| Utz John A.Executive Vice President | Open-market or private sale (S)Table I · Disposed · Common Stock $0.01 Par Value | 44,465 | $31.725 | $1,410,652 | 98,687.1674 | Aug 4, 2026 | 1 filed lot
|
| Utz John A.Executive Vice President | Exercise or conversion of derivative security (M)Table II · Disposed · Non-qualified Stock Option (Right to Buy) · 1 paired event | 24,465 | —Exercise or conversion of derivative security (M) | — | 0 | Aug 4, 2026 | 1 filed lot
|
| Erickson Randall J.Executive Vice President | Open-market or private sale (S)Table I · Disposed · Common Stock $0.01 Par Value | 90,573 | $30.755 | $2,785,573 | 48,542 | Jul 30, 2026 | 1 filed lot
|
| Erickson Randall J.Executive Vice President | Exercise or conversion of derivative security (M)Table I · Acquired · Common Stock $0.01 Par Value · 1 paired event | 26,480 | $25.20 | $667,296 | 75,022 | Jul 30, 2026 | 1 filed lot
|
| Erickson Randall J.Executive Vice President | Exercise or conversion of derivative security (M)Table II · Disposed · Non-qualified Stock Option (Right to Buy) · 1 paired event | 26,480 | —Exercise or conversion of derivative security (M) | — | 0 | Jul 30, 2026 | 1 filed lot
|
Source-event as of . Retrieved .
Flagship explainer
Start with net interest income, then follow the filed path to net income.
| Filed line | Value | % of net interest income | Source |
|---|---|---|---|
| $1.2B | 100% |
| |
| Income before tax | $578M | 48% |
|
| Income tax | $103M | 9% |
|
| $475M | 40% |
|
Flagship explainer
Associated Banc-Corp's filing tags don't support a full breakdown — here's what is filed:
| Filed line | Value | % of assets | Source |
|---|---|---|---|
| Total assets | $45.2B | 100% |
|
| Cash and equivalents | $1.7B | 4% |
|
| Property, plant and equipment | $382M | 1% |
|
| Goodwill | $1.1B | 2% |
|
| Deferred tax assets | $253M | 1% |
|
| Total liabilities | $40.2B | 89% |
|
| $4.2B | 9% |
| |
| Stockholders’ equity | $5.0B | 11% |
|
Flagship explainer
One or more filed inputs needed for the five-factor decomposition are unavailable.
| Input | Value | Fiscal year | Source |
|---|---|---|---|
| Net income | $475M | FY2025 |
|
| Income before tax | $578M | FY2025 |
|
| Operating income | Unavailable | FY2025 |
|
| Revenue | Unavailable | FY2025 |
|
| Ending assets | $45.2B | FY2025 |
|
| Beginning assets | $43.0B | FY2024 |
|
| Ending equity | $5.0B | FY2025 |
|
| Beginning equity | $4.6B | FY2024 |
|
Flagship explainer
Associated Banc-Corp’s filing does not supply enough provenance-matched cash-flow lines for a truthful flow chart — here’s what is filed:
| Filed line | Value | % of cash from operations | Source |
|---|---|---|---|
| Cash from operations | $616M | 100% |
|
| Depreciation and amortization | $59.2M | 10% |
|
| Cash from investing | −$1.6B | −264% |
|
| Cash from financing | $1.7B | 278% |
|
| Net change in cash | $701M | 114% |
|
Curated 19-manager tier
Delayed public 13F reports for 2026-Q2—not live positions, trades, or recommendations.
1 holding0 exited17 not holding18/19 resolved1 not retrieved
| Manager | Reported position | Quarter-over-quarter | Filing accession |
|---|---|---|---|
| Mairs & Power | 270,040 shares$8.3M · 0% of eligible reported 13F | Unchanged · 0 shares (0%) |
|
| Abrams Capital | No position reported | No position reported |
|
| Akre Capital | No position reported | No position reported |
|
| Baupost Group | No position reported | No position reported |
|
| Berkshire Hathaway | No position reported | No position reported |
|
| Brave Warrior Advisors | No position reported | No position reported |
|
| Dodge & Cox | No position reported | No position reported |
|
| First Eagle | No position reported | No position reported |
|
| Fundsmith | No position reported | No position reported |
|
| Gardner Russo & Quinn | No position reported | No position reported |
|
| Gates Foundation Trust | No position reported | No position reported |
|
| Markel / Markel-Gayner | No position reported | No position reported |
|
| Oakmark / Harris Associates | No position reported | No position reported |
|
| Polen Capital | No position reported | No position reported |
|
| Sequoia / Ruane Cunniff | No position reported | No position reported |
|
| Southeastern Asset Management | No position reported | No position reported |
|
| Tweedy, Browne | No position reported | No position reported |
|
| Yacktman Asset Management | No position reported | No position reported |
|
| Pershing Square | Not retrieved | Comparison not retrieved | Filing not retrieved |
Position size uses shares and filed value from each manager’s 13F. Portfolio weight uses the eligible long-share filing denominator. Changes compare only with the immediately preceding calendar quarter.
Flagship explainer
Records still being gathered — partial as of retrieval Sep 18, 2026.
Partial coverage: the incomplete Form 4 walk cannot establish no activity, an activity date, or zero counts.
Median ROE 8.5% on average equity, above the 10% hurdle in 0% of 9 years.
Q3 scored 3 evidenced ratios equally; reserve score is unadjusted for Q4 and capped at 70.
Profitable in 100% of 10 years, ROE steady.
Net interest income is 2.53% of average assets, very steady over 9 years through FY2025.
Not scored for this company
Scored 4 of 5 applicable components (bank model); weights renormalized over the scored set.
The 15-year revenue, margin, and ROIC series is built for the operating model’s lens and isn’t published for banks and insurers — a balance-sheet business is read through the components above, not through operating-company margins.
| Reading | ||
|---|---|---|
| Aug 3, 2026 | 57 | |
| Jul 26, 2026 | 55 | |
| Jul 26, 2026 | 55 | |
Append-only — readings are added, never rewritten. Only readings on the same methodology version (moat-index-financials@1.0.0) are comparable; a change across versions is a scoring change, not a company event.